Dirichlet's Theorem on Primes in Arithmetic Progression
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Abstract
The fact that there are infinitely many primes is one of the oldest and most fundamental results in number theory. This result extends to arithmetic progressions of the form , where and are coprime. Dirichlet’s theorem states that any such progression contains infinitely many primes. In this talk, we discuss tools from analytic number theory, including Dirichlet characters and -functions, and sketch a proof of Dirichlet’s theorem.
Introduction
Dirichlet’s theorem on primes in arithmetic progressions (roughly) states:
Dirichlet’s theorem (initial statement). Let be natural numbers such that . Then the sequence contains infinitely many primes.
Here the notation is the same as . This is a remarkable result! However, to prove it, we will need to state it in a slightly different manner. Consider the following:
Let be natural numbers which are coprime. Then
By convention, we only allow to be a prime in analytic number theory. So this theorem states that the sum of over all primes which are congruent to modulo , i.e., are part of the sequence , is infinite.
This directly implies that the number of such primes is infinite, since if the number of primes were finite then the sum would be over a finite set and thus would trivially be finite. This is the formulation of Dirichlet’s theorem for which we will sketch a proof.
We introduce a few preliminaries, define Dirichlet characters and -functions and prove some facts about them, and finally sketch the proof of Dirichlet’s theorem.
Important functions
Write , where . The Riemann zeta function is defined on the half-plane as
This sum converges absolutely. It can also be expressed as the Euler product
Definition 2 (von Mangoldt function). The von Mangoldt function is the arithmetic function defined as
Dirichlet characters
We now begin the study of the actual objects involved in analytic number theory which lead to the proof of Dirichlet’s theorem.
Definition 3 (Dirichlet character modulo ). For any positive integer , a Dirichlet character modulo is a function which satisfies the following conditions.
is completely multiplicative, i.e., for every ,
if and only if , and
is periodic with period , i.e., for every .
One observes that the values of are determined uniquely by those integers which are between and and are coprime to ; this gives rise to an alternative characterization of Dirichlet characters of which the above is a special case.
Definition 4 (Character on a group). Let be a finite abelian group. Then a character of the group is a group homomorphism .
Clearly, we see that a character modulo can be viewed as a special case of this construction by letting and, letting be the group character, defining to be
where is the equivalence class mod to which maps. It is not hard to see that this relationship defines a one-to-one correspondence between the set of group characters of and the set of Dirichlet characters mod .
Remark. Recall that , sometimes denoted , is the multiplicative group of the numbers between and which are coprime to . It has order , where is Euler’s totient function.
Remark. Notice that if has order , then for every and , it holds that is an -th root of unity, since .
Definition 5. For any group (likewise any modulus ), we always have a character which maps all values of the group to (likewise maps all values coprime to to and all other values to ). This character, known as the trivial character, is denoted . The set of all characters of a group is denoted as .
We can define a multiplication on by letting
Observe that this makes an abelian group—commutativity and associativity follow because has those properties. The trivial character is an identity element, and given a character , we can set its inverse such that
where is the complex conjugate of . It is not hard to show that is also a character, and showing that it is the inverse of can be done by exploiting the fact that multiplicative inverses of roots of unity are their complex conjugates.
Let be a character of a group which is cyclic with order and generator . Then the elements of can be identified with values of for such that
Moreover, in this case .
Consider an arbitrary character . We know generates , and that is an -th root of unity. So we know it is of the form for some . But since is a group homomorphism we know for every that . Hence every character is of this form, and since we see that wholly describes the value takes at every point, the elements of correspond to the set .
Further, notice that, for arbitrary ,
From this it follows that , which is cyclic with order . Immediately it follows that since there is only one cyclic group of any given order (up to isomorphism).
Let be a finite abelian group which is the direct product of two groups, i.e., . Then, for every character of and of , we can define a character of as . Any character of can likewise be decomposed into unique characters of and .
This is Lemma 4.3 of [MV06]Montgomery, H.L. and Vaughan, R.C. (2006) Multiplicative Number Theory I: Classical Theory. 1st ed. Cambridge University Press. Available at: https://doi.org/10.1017/CBO9780511618314.. The proof is omitted here for brevity.
Corollary 3.1. Let be a cyclic group of order . Then the following identities hold. For every character ,
and for every ,
where is the identity in . These identities follow from the enumeration of characters using the set .
Since every finite abelian group can be written as the direct product of some cyclic groups and due to Theorem 3, we can extend the results above to noncyclic groups (alternatively, we can use the Chinese remainder theorem). In particular, we know that for every finite abelian group. Further, we know the following.
Consider the group , which has order . Then, for every character ,
and for every ,
Dirichlet -functions
Definition 6 (Dirichlet -function). Let be a character modulo . Then the Dirichlet -function of is defined in the half-plane as
We know that this sum converges using a -series test since is bounded (in particular it has absolute value at most ) and the real part of is strictly greater than . In particular, we know it converges absolutely, so we are free to rearrange terms.
Notice that any over which we sum in the definition of the -function has a prime factorization. Furthermore, we know that is completely multiplicative, so we can, in a sense, swap multiplication (of prime factors to make ) and addition (of prime powers) in the given equation.
Now notice that the product on the inside in the above equation is nothing but a geometric series. By using the formula for a geometric series, we thence arrive at the following formula for , known as the Euler product.
Proof of Dirichlet’s theorem
We now use these tools to sketch the proof of Dirichlet’s theorem.
Fix some and consider the -function of the principal character mod . We have
But since is one if and are coprime and zero otherwise, we can split sums and products according to whether their indices are coprime to .
And similarly,
This is a much nicer form to work with, but we are still not quite done. Recall that
and thus
Now let . Let be arbitrary and let be the quotient and remainder respectively when dividing by . Then
where the last inequality follows because .
Now, consider the logarithm of .
Here the last equality arises from the Taylor series for .
Now, notice that we are essentially iterating over prime powers—this is a key area where the Von Mangoldt function is useful. In fact, we see that
If we instead choose to sum over , we immediately see that
and
Both formulae are valid for . The bounded partial sums above, together with partial summation, show that when , the Dirichlet series for extends analytically to . For the principal character,
has a simple pole at with residue .
Fix some which are coprime. Then
If , every character modulo vanishes at , while , so both sides are zero. Suppose now that , and define . Then , and
If and lie in the same residue class modulo , then ; if not, then . The result now follows from Theorem 4.
Let us use this identity to advance our goal. We use it as a “filter” in the following, combining several pieces from the previous steps:
Consider the term of this sum where . Since has a simple pole at , its logarithmic derivative has a simple pole there with residue . Hence the term can be estimated as
when approaches . Now, notice that for every other character, is analytic at , so
A central nonvanishing theorem, whose proof we omit here, states that whenever is nonprincipal; see [MV06Montgomery, H.L. and Vaughan, R.C. (2006) Multiplicative Number Theory I: Classical Theory. 1st ed. Cambridge University Press. Available at: https://doi.org/10.1017/CBO9780511618314., Apo76]Apostol, T.M. (1976) Introduction to Analytic Number Theory. Edited by S. Axler, F.W. Gehring, and K.A. Ribet. New York, NY: Springer New York (Undergraduate Texts in Mathematics). Available at: https://doi.org/10.1007/978-1-4757-5579-4.. Thus as for every nonprincipal , and consequently
Because all the terms are nonnegative, letting allows us to conclude that
which is nothing but the sum over prime powers
Consider now the prime powers which contribute to this sum. Clearly
Observe that the inner sum is a geometric series with common ratio and first term . Hence, the total sum will be given as .
The last sum converges by comparison with . Thus the total contribution from higher prime powers, those with , is finite. Hence,
completing the proof of the theorem.
References
[MV06]Montgomery, H.L. and Vaughan, R.C. (2006) Multiplicative Number Theory I: Classical Theory. 1st ed. Cambridge University Press. Available at: https://doi.org/10.1017/CBO9780511618314.↩︎1↩︎2
[Apo76]Apostol, T.M. (1976) Introduction to Analytic Number Theory. Edited by S. Axler, F.W. Gehring, and K.A. Ribet. New York, NY: Springer New York (Undergraduate Texts in Mathematics). Available at: https://doi.org/10.1007/978-1-4757-5579-4.↩︎